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After the burst of the internet bubble, the financial collapse
of multi-billion dollar corporations and by the events on September 11th 2001,
many financial and banking corporations have faced significant challenges in
meeting customer and shareholder expectations. They are facing significant
economic and regulatory changes in their operating procedures. Regulatory
compliance requirements such as Gramm-Leach-Bliley Act (GLBA), Fair Credit Reporting Act(FCRA), Sarbanes-Oxley
(SOX) and the Statement on Auditing Standards (SAS-70) and privacy laws such as
California - SB1386 put pressure on these companies to perform due care and due
diligence.
SourceSentry has strong expertise to assist financial services
and banking organizations in addressing many of their biggest risk management
and security concerns, including technology deployment, risk management,
regulatory compliance and customer satisfaction.
What OneComply solution
provides
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Knowledgebase of regulations and control standards specific to Financial
institutions
- Control
framework organized around your policies and
standards
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Perform work flow centered compliance assessments and actitivites
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An ability to track compliance activities via web based dashboards and emails
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Document evidence of compliance in a central secure repository
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Tracking Resolution or remediation activities
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Flexible Deployment options - managed service or internal deployment
Regulations Available out of the box
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Bank Secrecy Act (BSA) / Anti-Money Laundering (AML)
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Graham-Leach-Bliley Act(GLBA)
- FCRA - Fair Credit Reporting Act(15 U.S.C. §§ 1681-1681u)
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NASD 3010 & NASD 3110 - Books & Records
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FFIEC IT Examinars Handbook Compliance
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SEC-17a3+4 compliance
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Sarbanes-Oxley 404 Compliance
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Identity Theft / Data Breach Disclosure - e.g., California SB-1386
Want to know more? Please contact our Sales department.
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